John J. Greisch - Aug 30, 2023 Form 4 Insider Report for Catalent, Inc. (CTLT)

Signature
/s/ Amy Fallone, attorney-in-fact
Stock symbol
CTLT
Transactions as of
Aug 30, 2023
Transactions value $
$1,055,040
Form type
4
Date filed
9/1/2023, 01:52 PM
Previous filing
Apr 21, 2023
Next filing
Apr 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTLT Common Stock Purchase $1.06M +21K +161.54% $50.24 34K Aug 30, 2023 Through John J. Greisch 2014 Trust F2
holding CTLT Common Stock 16.2K Aug 30, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTLT Options to purchase Common Stock Award $0 +127K $0.00 127K Aug 30, 2023 Common Stock 127K $48.98 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of securities reported reflects the forfeiture of 684 restricted stock units granted to the reporting person on October 27, 2022 upon the reporting person's appointment as an executive officer of the Issuer.
F2 Volume-weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.97 to $50.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.
F4 The options vest and become exercisable in four equal annual installments beginning on August 30, 2024.