Steven L. Fasman - 04 Oct 2021 Form 4 Insider Report for Catalent, Inc.

Signature
/s/ Jose Ibietatorremendia, attorney-in-fact
Issuer symbol
N/A
Transactions as of
04 Oct 2021
Net transactions value
-$3,590,925
Form type
4
Filing time
06 Oct 2021, 17:37:26 UTC
Previous filing
30 Aug 2021
Next filing
05 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTLT Common Stock Options Exercise $168,682 +4,683 +6.3% $36.02 79,271 04 Oct 2021 Direct F1, F2
transaction CTLT Common Stock Options Exercise $166,700 +3,799 +4.8% $43.88 83,070 04 Oct 2021 Direct F1, F2
transaction CTLT Common Stock Options Exercise $363,813 +6,622 +8% $54.94 89,692 04 Oct 2021 Direct F1, F2
transaction CTLT Common Stock Options Exercise $189,856 +2,155 +2.4% $88.10 91,847 04 Oct 2021 Direct F1, F2
transaction CTLT Common Stock Sale $2,637,151 -20,513 -22% $128.56 71,334 04 Oct 2021 Direct F2, F3, F4
transaction CTLT Common Stock Sale $1,060,357 -8,209 -12% $129.17 63,125 04 Oct 2021 Direct F2, F3, F5
transaction CTLT Common Stock Sale $546,595 -4,192 -6.6% $130.39 58,933 04 Oct 2021 Direct F2, F3, F6
transaction CTLT Common Stock Sale $235,872 -1,800 -3.1% $131.04 57,133 04 Oct 2021 Direct F2, F3, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTLT Options to purchase Common Stock Options Exercise $0 -4,683 -100% $0.000000* 0 04 Oct 2021 Common Stock 4,683 $36.02 Direct F1, F8
transaction CTLT Options to purchase Common Stock Options Exercise $0 -3,799 -50% $0.000000 3,802 04 Oct 2021 Common Stock 3,799 $43.88 Direct F1, F9
transaction CTLT Options to purchase Common Stock Options Exercise $0 -6,622 -50% $0.000000 6,622 04 Oct 2021 Common Stock 6,622 $54.94 Direct F1, F10
transaction CTLT Options to purchase Common Stock Options Exercise $0 -2,155 -25% $0.000000 6,466 04 Oct 2021 Common Stock 2,155 $88.10 Direct F1, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
F2 Includes restricted stock units.
F3 Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
F4 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $127.86 to $128.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $128.86 to $129.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $129.86 to $130.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $130.87 to $131.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The options vest and become exercisable in four equal annual installments beginning on July 24, 2018.
F9 The options vest and become exercisable in four equal annual installments beginning on July 23, 2019.
F10 The options vest and become exercisable in four equal annual installments beginning on July 22, 2020.
F11 The options vest and become exercisable in four equal annual installments beginning on July 30, 2021.