Ricardo Pravda - 01 Oct 2021 Form 4 Insider Report for Catalent, Inc.

Role
SVP & Chief HR Officer
Signature
/s/ Jose Ibietatorremendia, attorney-in-fact
Issuer symbol
N/A
Transactions as of
01 Oct 2021
Net transactions value
-$409,234
Form type
4
Filing time
05 Oct 2021, 18:51:46 UTC
Previous filing
30 Aug 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTLT Common Stock Options Exercise $156,854 +2,855 +22% $54.94 15,690 01 Oct 2021 Direct F1, F2
transaction CTLT Common Stock Options Exercise $84,840 +963 +6.1% $88.10 16,653 01 Oct 2021 Direct F1, F2
transaction CTLT Common Stock Sale $650,928 -4,906 -29% $132.68 11,747 01 Oct 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTLT Options to purchase Common Stock Options Exercise $0 -2,855 -43% $0.000000 3,817 01 Oct 2021 Common Stock 2,855 $54.94 Direct F1, F4
transaction CTLT Options to purchase Common Stock Options Exercise $0 -963 -23% $0.000000 3,225 01 Oct 2021 Common Stock 963 $88.10 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
F2 Includes restricted stock units.
F3 Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
F4 The options vest and become exercisable in four equal annual installments beginning on July 22, 2020.
F5 The options vest and become exercisable in four equal annual installments beginning on July 30, 2021.