Ricardo Pravda - Oct 1, 2021 Form 4 Insider Report for Catalent, Inc. (CTLT)

Role
SVP & Chief HR Officer
Signature
/s/ Jose Ibietatorremendia, attorney-in-fact
Stock symbol
CTLT
Transactions as of
Oct 1, 2021
Transactions value $
-$409,234
Form type
4
Date filed
10/5/2021, 06:51 PM
Previous filing
Aug 30, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTLT Common Stock Options Exercise $157K +2.86K +22.24% $54.94 15.7K Oct 1, 2021 Direct F1, F2
transaction CTLT Common Stock Options Exercise $84.8K +963 +6.14% $88.10 16.7K Oct 1, 2021 Direct F1, F2
transaction CTLT Common Stock Sale -$651K -4.91K -29.46% $132.68 11.7K Oct 1, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTLT Options to purchase Common Stock Options Exercise $0 -2.86K -42.79% $0.00 3.82K Oct 1, 2021 Common Stock 2.86K $54.94 Direct F1, F4
transaction CTLT Options to purchase Common Stock Options Exercise $0 -963 -22.99% $0.00 3.23K Oct 1, 2021 Common Stock 963 $88.10 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
F2 Includes restricted stock units.
F3 Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
F4 The options vest and become exercisable in four equal annual installments beginning on July 22, 2020.
F5 The options vest and become exercisable in four equal annual installments beginning on July 30, 2021.