John R. Chiminski - Oct 1, 2021 Form 4 Insider Report for Catalent, Inc. (CTLT)

Signature
/s/ Jose Ibietatorremendia, attorney-in-fact
Stock symbol
CTLT
Transactions as of
Oct 1, 2021
Transactions value $
-$16,992,637
Form type
4
Date filed
10/5/2021, 06:51 PM
Previous filing
Sep 3, 2021
Next filing
Mar 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTLT Common Stock Options Exercise $934K +25.9K +11.85% $36.02 245K Oct 1, 2021 Direct F1, F2
transaction CTLT Common Stock Options Exercise $533K +15.3K +6.24% $34.91 260K Oct 1, 2021 Direct F1, F2
transaction CTLT Common Stock Options Exercise $1.52M +34.6K +13.32% $43.88 295K Oct 1, 2021 Direct F1, F2
transaction CTLT Common Stock Sale -$586K -4.6K -1.56% $127.34 290K Oct 1, 2021 Direct F2, F3, F4
transaction CTLT Common Stock Sale -$2.37M -18.5K -6.38% $128.10 272K Oct 1, 2021 Direct F2, F3, F5
transaction CTLT Common Stock Sale -$1.64M -12.7K -4.68% $129.22 259K Oct 1, 2021 Direct F2, F3, F6
transaction CTLT Common Stock Sale -$2.77M -21.2K -8.21% $130.39 238K Oct 1, 2021 Direct F2, F3, F7
transaction CTLT Common Stock Sale -$3.5M -26.7K -11.22% $131.21 211K Oct 1, 2021 Direct F2, F3, F8
transaction CTLT Common Stock Sale -$8.46M -64K -30.35% $132.18 147K Oct 1, 2021 Direct F2, F3, F9
transaction CTLT Common Stock Sale -$649K -4.89K -3.33% $132.86 142K Oct 1, 2021 Direct F2, F3, F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTLT Options to purchase Common Stock Options Exercise $0 -25.9K -100% $0.00* 0 Oct 1, 2021 Common Stock 25.9K $36.02 Direct F1, F11
transaction CTLT Options to purchase Common Stock Options Exercise $0 -15.3K -100% $0.00* 0 Oct 1, 2021 Common Stock 15.3K $34.91 Direct F1, F12
transaction CTLT Options to purchase Common Stock Options Exercise $0 -34.6K -50% $0.00 34.6K Oct 1, 2021 Common Stock 34.6K $43.88 Direct F1, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
F2 Includes restricted stock units.
F3 Shares sold pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
F4 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $126.68 to $127.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $127.71 to $128.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $128.72 to $129.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $129.72 to $130.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $130.72 to $131.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $131.74 to $132.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $132.74 to $133.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The options vest and become exercisable in four equal annual installments beginning on July 24, 2018.
F12 The options vest and become exercisable in four equal annual installments beginning on August 23, 2018.
F13 The options vest and become exercisable in four equal annual installments beginning on July 23, 2019.