Jonathan Arnold - 26 Jul 2021 Form 4 Insider Report for Catalent, Inc. (CTLT)

Role: Pres. Oral & Specialty Deliv.
Signature: /s/ Jose Ibietatorremendia, attorney-in-fact
Issuer symbol: CTLT
Transactions as of: 26 Jul 2021
Net transactions value: -$13,566
Form type: 4
Filing time: 28 Jul 2021, 16:25:26 UTC
Next filing: 30 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CTLT	Common Stock	Sale	$13,566	-120	-0.31%	$113.05	38,482	26 Jul 2021	Direct	F1, F2, F3
transaction	CTLT	Common Stock	Award	$0	+885	+2.3%	$0.000000	39,367	26 Jul 2021	Direct	F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CTLT	Options to purchase Common Stock	Award	$0	+4,579		$0.000000	4,579	26 Jul 2021	Common Stock	4,579	$113.00	Direct	F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to cover tax withholding obligations in connection with the vesting of restricted stock received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.
F2	Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $112.77 to $113.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3	Includes restricted stock units.
F4	Restricted stock units (RSUs) received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur three (3) years from the date of award.
F5	Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.
F6	The options vest and become exercisable in four equal annual installments beginning on July 26, 2022.