Robert McKague - 31 Dec 2021 Form 4 Insider Report for Tricida, Inc.

Role
EVP, General Counsel
Signature
/s/ Geoffrey M. Parker, attorney-in-fact
Issuer symbol
N/A
Transactions as of
31 Dec 2021
Net transactions value
-$13,231
Form type
4
Filing time
04 Jan 2022, 15:23:29 UTC
Previous filing
11 Jun 2021
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCDA Common Stock Tax liability $13,231 -1,384 -15% $9.56* 7,713 31 Dec 2021 Direct F1, F2
holding TCDA Common Stock 10,000 31 Dec 2021 The Robert McKague Living Trust dated July 31, 2019 F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs granted on September 10, 2020.
F2 This amount includes 933 shares acquired on December 31, 2020, 2,500 shares acquired on June 30, 2021 and 1,664 shares acquired on November 30, 2021 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. These acquisitions are exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).
F3 Shares held by The Robert McKague Living Trust dated July 31, 2019. Robert McKague is the trustee of The Robert McKague Living Trust dated July 31, 2019.