Dawn Parsell Otto - Dec 31, 2021 Form 4 Insider Report for Tricida, Inc. (TCDA)

Role
EVP, Clinical Development
Signature
/s/ Geoffrey M. Parker, attorney-in-fact
Stock symbol
TCDA
Transactions as of
Dec 31, 2021
Transactions value $
-$15,047
Form type
4
Date filed
1/4/2022, 03:20 PM
Previous filing
Jun 11, 2021
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCDA Common Stock Tax liability -$15K -1.57K -31.24% $9.56* 3.47K Dec 31, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs granted on September 10, 2020.
F2 This amount includes 402 shares acquired on December 31, 2020 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. These acquisitions are exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).