Annie Yoshiyama - 16 Aug 2021 Form 4 Insider Report for Tricida, Inc.

Role: VP, Finance and CAO
Signature: /s/ Geoffrey M. Parker, attorney-in-fact
Issuer symbol: N/A
Transactions as of: 16 Aug 2021
Net transactions value: $0
Form type: 4
Filing time: 18 Aug 2021, 16:11:48 UTC
Next filing: 02 Mar 2022
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TCDA	Employee Stock Option (right to buy)	Disposed to Issuer	$0	-30,000	-100%	$0.000000^*	0	16 Aug 2021	Common Stock	30,000	$31.85	Direct	F1, F2
transaction	TCDA	Employee Stock Option (right to buy)	Award	$0	+9,251		$0.000000	9,251	16 Aug 2021	Common Stock	9,251	$3.88	Direct	F2, F3
transaction	TCDA	Employee Stock Option (right to buy)	Award	$0	+2,750		$0.000000	2,750	16 Aug 2021	Common Stock	2,750	$3.88	Direct	F2, F4
transaction	TCDA	Employee Stock Option (right to buy)	Disposed to Issuer	$0	-20,000	-100%	$0.000000^*	0	16 Aug 2021	Common Stock	20,000	$22.82	Direct	F5, F6
transaction	TCDA	Employee Stock Option (right to buy)	Award	$0	+6,042		$0.000000	6,042	16 Aug 2021	Common Stock	6,042	$3.88	Direct	F3, F6
transaction	TCDA	Employee Stock Option (right to buy)	Award	$0	+3,959		$0.000000	3,959	16 Aug 2021	Common Stock	3,959	$3.88	Direct	F4, F6
transaction	TCDA	Employee Stock Option (right to buy)	Disposed to Issuer	$0	-4,000	-100%	$0.000000^*	0	16 Aug 2021	Common Stock	4,000	$34.27	Direct	F7, F8
transaction	TCDA	Employee Stock Option (right to buy)	Award	$0	+1,600		$0.000000	1,600	16 Aug 2021	Common Stock	1,600	$3.88	Direct	F3, F8
transaction	TCDA	Employee Stock Option (right to buy)	Disposed to Issuer	$0	-10,630	-100%	$0.000000^*	0	16 Aug 2021	Common Stock	10,630	$35.12	Direct	F9, F10
transaction	TCDA	Employee Stock Option (right to buy)	Award	$0	+1,506		$0.000000	1,506	16 Aug 2021	Common Stock	1,506	$3.88	Direct	F3, F10
transaction	TCDA	Employee Stock Option (right to buy)	Award	$0	+2,747		$0.000000	2,747	16 Aug 2021	Common Stock	2,747	$3.88	Direct	F4, F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This cancelled option vested 25% on September 27, 2019 and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
F2	On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on September 27, 2018. In exchange for the option, the reporting person received two stock options in the amounts of 9,251 and 2,750.
F3	This option vests on August 16, 2022.
F4	This option vests one-third on August 16, 2022 and the remaining two-thirds vests in 24 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
F5	This cancelled option vested 25% on February 20, 2020, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
F6	On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 20, 2019. In exchange for the option, the reporting person received two stock options in the amounts of 6,042 and 3,959.
F7	This cancelled option vested in 18 equal monthly installments from August 22, 2019 to February 22, 2021.
F8	On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on August 22, 2019. In exchange for the option, the reporting person received 1,600 stock options.
F9	This cancelled option vested 25% on February 24, 2021, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
F10	On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 24, 2020. In exchange for the option, the reporting person received two stock options in the amounts of 1,506 and 2,747.