Annie Yoshiyama - Aug 16, 2021 Form 4 Insider Report for Tricida, Inc. (TCDA)

Role
VP, Finance and CAO
Signature
/s/ Geoffrey M. Parker, attorney-in-fact
Stock symbol
TCDA
Transactions as of
Aug 16, 2021
Transactions value $
$0
Form type
4
Date filed
8/18/2021, 04:11 PM
Next filing
Mar 2, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCDA Employee Stock Option (right to buy) Disposed to Issuer $0 -30K -100% $0.00* 0 Aug 16, 2021 Common Stock 30K $31.85 Direct F1, F2
transaction TCDA Employee Stock Option (right to buy) Award $0 +9.25K $0.00 9.25K Aug 16, 2021 Common Stock 9.25K $3.88 Direct F2, F3
transaction TCDA Employee Stock Option (right to buy) Award $0 +2.75K $0.00 2.75K Aug 16, 2021 Common Stock 2.75K $3.88 Direct F2, F4
transaction TCDA Employee Stock Option (right to buy) Disposed to Issuer $0 -20K -100% $0.00* 0 Aug 16, 2021 Common Stock 20K $22.82 Direct F5, F6
transaction TCDA Employee Stock Option (right to buy) Award $0 +6.04K $0.00 6.04K Aug 16, 2021 Common Stock 6.04K $3.88 Direct F3, F6
transaction TCDA Employee Stock Option (right to buy) Award $0 +3.96K $0.00 3.96K Aug 16, 2021 Common Stock 3.96K $3.88 Direct F4, F6
transaction TCDA Employee Stock Option (right to buy) Disposed to Issuer $0 -4K -100% $0.00* 0 Aug 16, 2021 Common Stock 4K $34.27 Direct F7, F8
transaction TCDA Employee Stock Option (right to buy) Award $0 +1.6K $0.00 1.6K Aug 16, 2021 Common Stock 1.6K $3.88 Direct F3, F8
transaction TCDA Employee Stock Option (right to buy) Disposed to Issuer $0 -10.6K -100% $0.00* 0 Aug 16, 2021 Common Stock 10.6K $35.12 Direct F9, F10
transaction TCDA Employee Stock Option (right to buy) Award $0 +1.51K $0.00 1.51K Aug 16, 2021 Common Stock 1.51K $3.88 Direct F3, F10
transaction TCDA Employee Stock Option (right to buy) Award $0 +2.75K $0.00 2.75K Aug 16, 2021 Common Stock 2.75K $3.88 Direct F4, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This cancelled option vested 25% on September 27, 2019 and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
F2 On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on September 27, 2018. In exchange for the option, the reporting person received two stock options in the amounts of 9,251 and 2,750.
F3 This option vests on August 16, 2022.
F4 This option vests one-third on August 16, 2022 and the remaining two-thirds vests in 24 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
F5 This cancelled option vested 25% on February 20, 2020, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
F6 On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 20, 2019. In exchange for the option, the reporting person received two stock options in the amounts of 6,042 and 3,959.
F7 This cancelled option vested in 18 equal monthly installments from August 22, 2019 to February 22, 2021.
F8 On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on August 22, 2019. In exchange for the option, the reporting person received 1,600 stock options.
F9 This cancelled option vested 25% on February 24, 2021, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date.
F10 On August 16, 2021, the issuer canceled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 24, 2020. In exchange for the option, the reporting person received two stock options in the amounts of 1,506 and 2,747.