| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TCDA | Common Stock | Sale | -$10.1K | -2.5K | -1.6% | $4.02* | 154K | Jul 20, 2021 | Direct | F1, F2 |
| holding | TCDA | Common Stock | 4.86K | Jul 20, 2021 | By Coufal Irrevocable Trust | F3 | |||||
| holding | TCDA | Common Stock | 777K | Jul 20, 2021 | By Sibling Capital Fund II-A L.P. | F4, F5 | |||||
| holding | TCDA | Common Stock | 2.77M | Jul 20, 2021 | By Sibling Capital Fund II-B L.P. | F4, F6 | |||||
| holding | TCDA | Common Stock | 1.81M | Jul 20, 2021 | By Sibling Capital Fund II-C L.P. | F4, F7 | |||||
| holding | TCDA | Common Stock | 599K | Jul 20, 2021 | By Sibling Capital Fund II-D L.P. | F4, F8 | |||||
| holding | TCDA | Common Stock | 463K | Jul 20, 2021 | By Sibling Insiders Fund II L.P. | F4, F9 |
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.06, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| F3 | The spouse of the Reporting Person is the sole trustee of the Coufal Irrevocable Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Coufal Irrevocable Trust except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| F4 | For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Person disclaims beneficial ownership of any such securities, except to the extent of pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| F5 | The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). Sibling Capital Ventures LLC ("SCV") is the sole general partner of Sibling A. As co-manager of SCV, Sandra I. Coufal may be deemed to be an indirect beneficial owner of such shares. |
| F6 | The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B. As co-manager of SCV II, Sandra I. Coufal may be deemed to be an indirect beneficial owner of such shares. |
| F7 | The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C. As co-manager of SCV III, Sandra I. Coufal may be deemed to be an indirect beneficial owner of such shares. |
| F8 | The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D. As co-manager of SCV IV, Sandra I. Coufal may be deemed to be an indirect beneficial owner of such shares. |
| F9 | The shares are held directly by Sibling Insiders Fund II L.P. ("Sibling Insiders Fund"). Sibling Insiders II LLC ("Sibling Insiders LLC") is the sole general partner of Sibling Insiders Fund. As co-manager of Sibling Insiders LLC, Sandra I. Coufal may be deemed to be an indirect beneficial owner of such shares. |