Alok Maskara - Mar 13, 2022 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Chief Executive Officer, Director
Signature
/s/ Megan E. Glise under Power of Attorney for Alok Maskara
Stock symbol
LXFR
Transactions as of
Mar 13, 2022
Transactions value $
-$188,525
Form type
4
Date filed
3/15/2022, 06:59 PM
Previous filing
May 25, 2021
Next filing
Mar 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +8.88K +3.6% 256K Mar 13, 2022 Direct F1
transaction LXFR Ordinary Shares Tax liability -$86.1K -4.41K -1.73% $19.51 251K Mar 13, 2022 Direct
transaction LXFR Ordinary Shares Options Exercise +5.79K +2.3% 257K Mar 14, 2022 Direct F1
transaction LXFR Ordinary Shares Tax liability -$56.1K -2.88K -1.12% $19.51 254K Mar 14, 2022 Direct
transaction LXFR Ordinary Shares Options Exercise +4.77K +1.88% 259K Mar 14, 2022 Direct F1
transaction LXFR Ordinary Shares Tax liability -$46.3K -2.37K -0.92% $19.51 256K Mar 14, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -8.88K -34.7% 16.7K Mar 13, 2022 Ordinary Shares 8.88K Direct F1, F2
transaction LXFR Restricted Stock Units Options Exercise -5.79K -52.2% 5.3K Mar 14, 2022 Ordinary Shares 5.79K Direct F1, F3
transaction LXFR Restricted Stock Units Options Exercise -4.77K -50% 4.77K Mar 14, 2022 Ordinary Shares 4.77K Direct F1, F4
transaction LXFR Restricted Stock Units Award +30K 30K Mar 14, 2022 Ordinary Shares 30K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
F3 The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4 Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance will vest on March 14, 2023.
F5 The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.