Mr. Alok Maskara - 13 Mar 2022 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Chief Executive Officer, Director
Signature
/s/ Megan E. Glise under Power of Attorney for Alok Maskara
Issuer symbol
LXFR
Transactions as of
13 Mar 2022
Net transactions value
-$188,525
Form type
4
Filing time
15 Mar 2022, 18:59:23 UTC
Previous filing
25 May 2021
Next filing
16 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +8,876 +3.6% 255,569 13 Mar 2022 Direct F1
transaction LXFR Ordinary Shares Tax liability $86,098 -4,413 -1.7% $19.51 251,156 13 Mar 2022 Direct
transaction LXFR Ordinary Shares Options Exercise +5,787 +2.3% 256,943 14 Mar 2022 Direct F1
transaction LXFR Ordinary Shares Tax liability $56,150 -2,878 -1.1% $19.51 254,065 14 Mar 2022 Direct
transaction LXFR Ordinary Shares Options Exercise +4,770 +1.9% 258,835 14 Mar 2022 Direct F1
transaction LXFR Ordinary Shares Tax liability $46,278 -2,372 -0.92% $19.51 256,463 14 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -8,876 -35% 16,700 13 Mar 2022 Ordinary Shares 8,876 Direct F1, F2
transaction LXFR Restricted Stock Units Options Exercise -5,787 -52% 5,300 14 Mar 2022 Ordinary Shares 5,787 Direct F1, F3
transaction LXFR Restricted Stock Units Options Exercise -4,770 -50% 4,770 14 Mar 2022 Ordinary Shares 4,770 Direct F1, F4
transaction LXFR Restricted Stock Units Award +30,000 30,000 14 Mar 2022 Ordinary Shares 30,000 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
F3 The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4 Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance will vest on March 14, 2023.
F5 The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.