Robert S. Lowenthal - Dec 31, 2023 Form 5 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
Director
Signature
/s/ Jenny Chan, as Attorney-in-fact for Robert S. Lowenthal
Stock symbol
OPY
Transactions as of
Dec 31, 2023
Transactions value $
$2,479
Form type
5
Date filed
2/13/2024, 04:08 PM
Previous filing
Jan 31, 2023
Next filing
Jan 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Purchase $616 +14 +0.34% $44.05 4.12K Feb 24, 2023 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $618 +16.5 +0.4% $37.43 4.14K May 26, 2023 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $621 +16.1 +0.39% $38.53 4.16K Aug 25, 2023 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $623 +15.3 +0.37% $40.68 4.17K Nov 24, 2023 Held in the Oppenheimer & Co. Inc. 401k Plan F1
holding OPY Class A non-voting common stock 174K Dec 31, 2023 Beneficiary R.S. Lowenthal Trust
holding OPY Class A non-voting common stock 150K Dec 31, 2023 Beneficiary A.R. Lowenthal Trust
holding OPY Class A non-voting common stock 303K Dec 31, 2023 Beneficiary Phase II Financial LP
holding OPY Class A non-voting common stock 74.8K Dec 31, 2023 Direct
holding OPY Class B voting common stock 650 Dec 31, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.