Robert S. Lowenthal - 25 Jan 2023 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
Director
Signature
/s/ Jenny Chan, as Attorney-in-fact for Robert S Lowenthal
Issuer symbol
OPY
Transactions as of
25 Jan 2023
Net transactions value
$0
Form type
4
Filing time
27 Jan 2023, 08:14:18 UTC
Previous filing
08 Feb 2023
Next filing
31 Jan 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPY Restricted Class A non-voting common stock Other +20,000 20,000 25 Jan 2023 Class A non-voting common stock 20,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time.