James M. Messina - Sep 10, 2024 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Role
Director
Signature
/s/ James M. Messina
Stock symbol
OTRK
Transactions as of
Sep 10, 2024
Transactions value $
$0
Form type
4
Date filed
9/12/2024, 09:08 PM
Previous filing
Jan 4, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OTRK Option (right to buy) Award $0 +2.78M $0.00 2.78M Sep 10, 2024 Ontrak, Inc. Common Stock 2.78M $0.21 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option was approved by the issuer's board of directors on June 30, 2024, subject to stockholder approval of the stock incentive plan under which the option was granted. Such stockholder approval was obtained on September 10, 2024.
F2 1/3 of the shares subject to this option will vest on the first, second and third anniversaries of the grant date, subject to the reporting person's continuous service to the issuer through the applicable vesting date.