James Britton - 29 Aug 2024 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Financial Officer
Signature
/s/Paul Newton attorney in fact for James M. Britton
Issuer symbol
FFWM
Transactions as of
29 Aug 2024
Net transactions value
-$6,760
Form type
4
Filing time
03 Sep 2024, 12:48:28 UTC
Previous filing
29 Aug 2023
Next filing
24 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $27,760 +4,000 $6.94 4,000 29 Aug 2024 Direct F1
transaction FFWM Common Stock Tax liability $6,760 -974 -24% $6.94 3,026 29 Aug 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise $27,760 -4,000 -33% $6.94 8,000 29 Aug 2024 Common Stock 4,000 Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with 3 year Regular Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates: 08/29/2024, 08/29/2025, and 08/29/2026
F5 No expiration date for this type of award