Gregory N. Roberts - 13 May 2024 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Signature
/s/Carol Meltzer, by power of attorney
Issuer symbol
AMRK
Transactions as of
13 May 2024
Net transactions value
-$958,574
Form type
4
Filing time
15 May 2024, 12:18:17 UTC
Previous filing
13 May 2024
Next filing
21 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $84,000 +10,000 +35% $8.40 38,202 13 May 2024 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale $374,610 -10,000 -26% $37.46 28,202 13 May 2024 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $126,000 +15,000 +53% $8.40 43,202 14 May 2024 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale $561,252 -14,426 -33% $38.91 28,776 14 May 2024 Direct F2
transaction AMRK Common Stock, par value $0.01 per share Sale $22,711 -574 -2% $39.57 28,202 14 May 2024 Direct F3
holding AMRK Common Stock, par value $0.01 per share 1,557,876 13 May 2024 See footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (right to buy) Options Exercise $84,000 -10,000 -5.3% $8.40 180,000 13 May 2024 Common Stock Options 10,000 $8.40 Direct F5
transaction AMRK Stock Option (right to buy) Options Exercise $126,000 -15,000 -8.3% $8.40 165,000 14 May 2024 Common Stock Options 15,000 $8.40 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $37.32 to not more than $37.55. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $38.50 to not more than $39.46. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $39.52 to not more than $39.61. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F4 Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.
F5 The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.