Tucker Douglas J. - 03 May 2024 Form 4 Insider Report for Midland States Bancorp, Inc. (MSBI)

Role
SVP Corporate Counsel
Signature
/s/Tucker Douglas J
Issuer symbol
MSBI
Transactions as of
03 May 2024
Net transactions value
-$10,731
Form type
4
Filing time
06 May 2024, 14:57:13 UTC
Previous filing
08 Nov 2023
Next filing
18 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSBI Common Stock Options Exercise $75,117 +3,577 +11% $21.00 36,448 03 May 2024 Direct
transaction MSBI Common Stock Sale $85,848 -3,577 -9.8% $24.00 32,871 03 May 2024 Direct
holding MSBI Series A Preferred Depositary Shares 4,300 03 May 2024 Douglas J. Tucker Revocable Trust dated 8/16/21

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MSBI Option (right to buy) Options Exercise $0 -3,577 -100% $0.000000* 0 03 May 2024 Common Stock 3,577 $21.00 Direct F1
holding MSBI Option (right to buy) 11,566 03 May 2024 Common Stock 11,566 $23.00 Direct F2
holding MSBI Option (right to buy) 5,405 03 May 2024 Common Stock 5,405 $28.59 Direct F3
holding MSBI Option (right to buy) 18,924 03 May 2024 Common Stock 18,924 $28.43 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F2 These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F3 These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
F4 These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant.