Yinlin Jack Chen - Aug 10, 2023 Form 3 Insider Report for Allogene Therapeutics, Inc. (ALLO)

Signature
/s/Lillian Smith, Attorney-in-Fact
Stock symbol
ALLO
Transactions as of
Aug 10, 2023
Transactions value $
$0
Form type
3
Date filed
8/14/2023, 07:28 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALLO Common Stock 77.5K Aug 10, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALLO Stock Option (Right to Buy) Aug 10, 2023 Common Stock 110K $4.77 Direct F2
holding ALLO Stock Option (Right to Buy) Aug 10, 2023 Common Stock 24.4K $5.04 Direct F3
holding ALLO Stock Option (Right to Buy) Aug 10, 2023 Common Stock 4.93K $9.69 Direct F4
holding ALLO Stock Option (Right to Buy) Aug 10, 2023 Common Stock 55.8K $13.31 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 70,402 shares of restricted stock units.
F2 Shares are 100% vested and exercisable
F3 25% of the shares subject to the stock option shall vest on March 22, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.
F4 25% of the shares subject to the stock option shall vest on March 23, 2023, and the remaining shares shall vest in 36 equal monthly installments thereafter.
F5 1/3rd of the shares subject to the option vest on each anniversary measured from July 19th, 2022, such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary.