Lucas W. Buchanan - May 19, 2023 Form 4 Insider Report for Silk Road Medical Inc (SILK)

Role
COO/CFO
Signature
/s/Mhairi Jones, by power of attorney
Stock symbol
SILK
Transactions as of
May 19, 2023
Transactions value $
$65,497
Form type
4
Date filed
7/31/2023, 05:44 PM
Previous filing
Mar 6, 2023
Next filing
Sep 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SILK Common Stock Award $13.3K +507 +0.25% $26.17 206K May 19, 2023 Direct F1
transaction SILK Common Stock Options Exercise $12.2K +7.64K +3.71% $1.60* 214K Jul 28, 2023 Direct
transaction SILK Common Stock Options Exercise $40K +2K +0.94% $20.00 216K Jul 28, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SILK Option (right to buy) Options Exercise $0 -7.64K -100% $0.00* 0 Jul 28, 2023 Common Stock 7.64K $1.60 Direct F2
transaction SILK Option (right to buy) Options Exercise $0 -2K -27.28% $0.00 5.33K Jul 28, 2023 Common Stock 2K $20.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c).
F2 All of the shares subject to the option are fully vested and exercisable as of the date hereof.