BLOCK JOHN R - 15 Jun 2023 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Director
Signature
/s/Todd Waltz attorney-infact
Issuer symbol
AMTX
Transactions as of
15 Jun 2023
Net transactions value
-$121,018
Form type
4
Filing time
20 Jun 2023, 16:04:16 UTC
Previous filing
09 Jan 2023
Next filing
22 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Options Exercise $25,900 +10,000 +25% $2.59 50,161 15 Jun 2023 Direct
transaction AMTX Common Stock Tax liability $25,903 -3,787 -7.5% $6.84 46,374 15 Jun 2023 Direct F1
transaction AMTX Common Stock Sale $121,013 -19,205 -41% $6.30 27,169 16 Jun 2023 Direct F2
transaction AMTX Common Stock Options Exercise $154,500 +50,000 +184% $3.09 77,169 15 Jun 2023 Direct
transaction AMTX Common Stock Tax liability $154,502 -22,588 -29% $6.84 54,581 15 Jun 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMTX Warrant (right to buy) Options Exercise $0 -10,000 -100% $0.000000* 0 15 Jun 2023 Common stock and Series B Preferred 10,000 $2.59 Direct
transaction AMTX Option (right to buy) Options Exercise $0 -50,000 -100% $0.000000* 0 15 Jun 2023 Common stock and Series B Preferred 50,000 $3.09 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the warrant by the reporting person.
F2 Price reflects weighted average sales price; actual sales prices ranged from $6.2 to $6.35. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate purchase price.
F3 Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the option by the reporting person.