Alan B. Turner - 17 May 2023 Form 4 Insider Report for William Penn Bancorporation (WMPN)

Role
EVP and CLO
Signature
/s/Jonathan T. Logan, Power of Attorney
Issuer symbol
WMPN
Transactions as of
17 May 2023
Net transactions value
$0
Form type
4
Filing time
18 May 2023, 11:02:09 UTC
Previous filing
21 Feb 2023
Next filing
20 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WMPN Common Stock Other $0 +5,056 +31% $0.000000 21,226 17 May 2023 Direct F1
transaction WMPN Common Stock Other $0 -5,056 -20% $0.000000 20,224 17 May 2023 By Stock Award F1, F2
holding WMPN Common Stock 1,449 17 May 2023 By ESOP F3
holding WMPN Common Stock 3,000 17 May 2023 By IRA
holding WMPN Common Stock 1,040 17 May 2023 By Roth IRA
holding WMPN Common Stock 2,000 17 May 2023 By Spouse Benefit Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WMPN Stock Option (right to buy) 63,200 17 May 2023 Common Stock 63,200 $11.61 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Since the reporting person's last report, 5,056 shares of restricted stock have vested and are now held directly.
F2 Stock Awards granted pursuant to the William Penn Bancorporation 2022 Equity Incentive Plan, vest in five equal annual installments commencing on May 17, 2023.
F3 This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F4 Stock Options granted pursuant to the William Penn Bancorporation 2022 Equity Incentive Plan, vest in five equal annual installments commencing on May 17, 2023.