Arron K. Sutherland - Apr 1, 2023 Form 4 Insider Report for ICC Holdings, Inc. (ICCH)

Role
President and CEO, Director
Signature
/s/Kathleen S. Springer, Attorney in Fact
Stock symbol
ICCH
Transactions as of
Apr 1, 2023
Transactions value $
-$23,216
Form type
4
Date filed
4/4/2023, 09:26 AM
Previous filing
Feb 27, 2023
Next filing
Nov 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICCH Common Stock Options Exercise $37.8K +2.4K +19.11% $15.75 15K Apr 1, 2023 Direct F1
transaction ICCH Common Stock Tax liability -$11.3K -717 -4.79% $15.75 14.2K Apr 1, 2023 Direct F1
transaction ICCH Common Stock Options Exercise $13.1K +833 +5.85% $15.75 15.1K Apr 1, 2023 Direct F1
transaction ICCH Common Stock Tax liability -$3.97K -252 -1.67% $15.75 14.8K Apr 1, 2023 Direct F1
transaction ICCH Common Stock Options Exercise $26.2K +1.67K +11.24% $15.75 16.5K Apr 1, 2023 Direct F1
transaction ICCH Common Stock Tax liability -$7.95K -505 -3.06% $15.75 16K Apr 1, 2023 Direct F1
holding ICCH Common Stock 40K Apr 1, 2023 401(k)
holding ICCH Common Stock 3.4K Apr 1, 2023 IRA of Spouse
holding ICCH Common Stock 50 Apr 1, 2023 By Minor Child
holding ICCH Common Stock 50 Apr 1, 2023 By minor child
holding ICCH Common Stock 50 Apr 1, 2023 By minor child
holding ICCH Common Stock 50 Apr 1, 2023 By minor child
holding ICCH Common Stock 942 Apr 1, 2023 By ESOP
holding ICCH Common Stock 3.31K Apr 1, 2023 401(k)
holding ICCH Common Stock 1K Apr 1, 2023 401(k)
holding ICCH Common Stock 888 Apr 1, 2023 401(k)
holding ICCH Common Stock 1.06K Apr 1, 2023 By ESOP
holding ICCH Common Stock 1K Apr 1, 2023 401(k)
holding ICCH Common Stock 900 Apr 1, 2023 401(k)
holding ICCH Common Stock 1.14K Apr 1, 2023 By ESOP
holding ICCH Common Stock 920 Apr 1, 2023 By ESOP
holding ICCH Common Stock 998 Apr 1, 2023 By ESOP
holding ICCH Common Stock 701 Apr 1, 2023 By 401K
holding ICCH Common Stock 1.16K Apr 1, 2023 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICCH Restricted Stock Unit Options Exercise -$37.8K -2.4K -100% $15.75 0 Apr 1, 2023 ICC Holdings, Inc. Common Stock 2.4K $0.00 Direct F2, F3, F4
transaction ICCH Restricted Stock Unit Options Exercise -$13.1K -833 -49.97% $15.75 834 Apr 1, 2023 ICC Holdings, Inc. Common Stock 833 $0.00 Direct F2, F3, F4
transaction ICCH Restricted Stock Unit Options Exercise -$26.2K -1.67K -33.32% $15.75 3.33K Apr 1, 2023 ICC Holdings, Inc. Common Stock 1.67K $0.00 Direct F2, F3, F4
transaction ICCH Restricted Stock Unit Award $0 +7.4K $0.00 7.4K Apr 1, 2023 ICC Holdings, Inc. Common Stock 7.4K $0.00 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with 3 Year Periodic vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 No expiration date for this type of award