John Hakopian - Mar 13, 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
President, FFA, Director
Signature
/s/ Paul Newton attorney in fact for John Hakopian
Stock symbol
FFWM
Transactions as of
Mar 13, 2023
Transactions value $
-$1,596,881
Form type
4
Date filed
3/15/2023, 04:46 PM
Previous filing
Mar 1, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Sale -$796K -100K -12.39% $7.96 707K Mar 13, 2023 Family Trust
transaction FFWM Common Stock Sale -$524K -56.1K -7.94% $9.34 651K Mar 14, 2023 Family Trust
transaction FFWM Common Stock Sale -$277K -29.9K -4.59% $9.27 621K Mar 15, 2023 Family Trust
holding FFWM Common Stock 35.5K Mar 13, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FFWM Restricted Stock Unit 304 Mar 13, 2023 Common Stock 304 Direct F1, F2, F3, F4
holding FFWM Restricted Stock Unit 1.31K Mar 13, 2023 Common Stock 1.31K Direct F1, F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No exercise price for this type of award
F2 No exercisable date for this type of award
F3 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F4 No expiration date for this type of award
F5 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025