John Hakopian - 13 Mar 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
President, FFA, Director
Signature
/s/ Paul Newton attorney in fact for John Hakopian
Issuer symbol
FFWM
Transactions as of
13 Mar 2023
Net transactions value
-$1,596,881
Form type
4
Filing time
15 Mar 2023, 16:46:54 UTC
Previous filing
01 Mar 2023
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Sale $795,830 -100,000 -12% $7.96 706,842 13 Mar 2023 Family Trust
transaction FFWM Common Stock Sale $524,376 -56,143 -7.9% $9.34 650,699 14 Mar 2023 Family Trust
transaction FFWM Common Stock Sale $276,676 -29,857 -4.6% $9.27 620,842 15 Mar 2023 Family Trust
holding FFWM Common Stock 35,524 13 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FFWM Restricted Stock Unit 304 13 Mar 2023 Common Stock 304 Direct F1, F2, F3, F4
holding FFWM Restricted Stock Unit 1,305 13 Mar 2023 Common Stock 1,305 Direct F1, F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No exercise price for this type of award
F2 No exercisable date for this type of award
F3 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F4 No expiration date for this type of award
F5 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025