Scott F. Kavanaugh - Mar 14, 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Executive Officer, Director
Signature
/s/ Paul Newton attorney in fact for Scott F. Kavanaugh
Stock symbol
FFWM
Transactions as of
Mar 14, 2023
Transactions value $
$19,218
Form type
4
Date filed
3/15/2023, 01:50 PM
Previous filing
Mar 1, 2023
Next filing
Mar 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Purchase $19.2K +2K +1.95% $9.61 105K Mar 14, 2023 Direct
holding FFWM Common Stock 1.29M Mar 14, 2023 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FFWM Restricted Stock Unit 5.5K Mar 14, 2023 Common Stock 5.5K Direct F1, F2, F3, F4
holding FFWM Restricted Stock Unit 22.9K Mar 14, 2023 Common Stock 22.9K Direct F1, F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No exercise price for this type of award
F2 No exercisable date for this type of award
F3 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F4 No expiration date for this type of award
F5 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025