Scott F. Kavanaugh - 10 Jan 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Executive Officer, Director
Signature
/s/ Paul Newton attorney in fact for Scott F. Kavanaugh
Issuer symbol
FFWM
Transactions as of
10 Jan 2023
Net transactions value
$0
Form type
4
Filing time
12 Jan 2023, 17:20:12 UTC
Previous filing
30 Nov 2022
Next filing
22 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FFWM Common Stock 1,291,529 10 Jan 2023 Family Trust
holding FFWM Common Stock 89,323 10 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Award $0 +34,390 $0.000000 34,390 10 Jan 2023 Common Stock 34,390 Direct F1, F2, F3, F4
holding FFWM Restricted Stock Unit 5,183 10 Jan 2023 Common Stock 5,183 Direct F1, F2, F4, F5
holding FFWM Restricted Stock Unit 11,002 10 Jan 2023 Common Stock 11,002 Direct F1, F2, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No exercise price for this type of award
F2 No exercisable date for this type of award
F3 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
F4 No expiration date for this type of award
F5 Vesting dates: 02/23/2021, 02/23/2022, and 02/23/2023
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024