Sanjeev Gupta - Jan 5, 2023 Form 4 Insider Report for AEMETIS, INC (AMTX)

Signature
/s/Todd Waltz attorney-infact
Stock symbol
AMTX
Transactions as of
Jan 5, 2023
Transactions value $
$562,500
Form type
4
Date filed
1/9/2023, 03:27 PM
Previous filing
Aug 22, 2022
Next filing
Jan 22, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMTX Option (right to buy) Award $46.9K +12.5K $3.75 12.5K Jan 5, 2023 Common stock and Series B Preferred 12.5K $3.75 Direct F1, F2
transaction AMTX Option (right to buy) Award $516K +138K $3.75 138K Jan 5, 2023 Common stock and Series B Preferred 138K $3.75 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/12th of the Option Shares vest every three(3)months from the date of the grant.
F2 Grant of Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 150,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.75 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. The grant was split into 137,500 non-qualified Incentive stock options (NQSO) and 12,500 as Incentive Stock Options (ISO) under the IRC 422(d) adjustment.