Sanjeev Gupta - 05 Jan 2023 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role: Executive Vice President, MD
Signature: /s/Todd Waltz attorney-infact
Issuer symbol: AMTX
Transactions as of: 05 Jan 2023
Net transactions value: +$562,500
Form type: 4
Filing time: 09 Jan 2023, 15:27:27 UTC
Previous filing: 22 Aug 2022
Next filing: 22 Jan 2024
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMTX	Option (right to buy)	Award	$46,875	+12,500		$3.75	12,500	05 Jan 2023	Common stock and Series B Preferred	12,500	$3.75	Direct	F1, F2
transaction	AMTX	Option (right to buy)	Award	$515,625	+137,500		$3.75	137,500	05 Jan 2023	Common stock and Series B Preferred	137,500	$3.75	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	1/12th of the Option Shares vest every three(3)months from the date of the grant.
F2	Grant of Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 150,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.75 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. The grant was split into 137,500 non-qualified Incentive stock options (NQSO) and 12,500 as Incentive Stock Options (ISO) under the IRC 422(d) adjustment.

Content

1/12th of the Option Shares vest every three(3)months from the date of the grant.

Grant of Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 150,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.75 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. The grant was split into 137,500 non-qualified Incentive stock options (NQSO) and 12,500 as Incentive Stock Options (ISO) under the IRC 422(d) adjustment.