James J. Park - 29 Nov 2022 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Role: Chief Financial Officer
Signature: /s/ James J. Park
Issuer symbol: OTRK
Transactions as of: 29 Nov 2022
Net transactions value: $0
Form type: 4
Filing time: 01 Dec 2022, 18:37:59 UTC
Previous filing: 22 Apr 2022
Next filing: 15 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	OTRK	Common Stock						15,165	29 Nov 2022	By 401k Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OTRK	Option (right to buy)	Award	$0	+100,000		$0.000000	100,000	29 Nov 2022	Ontrak, Inc. Common Stock	100,000	$0.4030	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As of November 29, 2022, Mr. Park has acquired 15,165.2 shares of the Company's common stock under the Company's 401(k) plan.
F2	These securities were granted to Mr. Park for his services as the Chief Financial Officer of the Company.
F3	25% of these options vest one year from the date of grant and the remaining options vest in six equal installments every six months thereafter over the next three years.