Brandon H. LaVerne - Nov 29, 2022 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Role: Chief Operating Officer
Signature: /s/ Brandon LaVerne
Stock symbol: OTRK
Transactions as of: Nov 29, 2022
Transactions value $: $0
Form type: 4
Date filed: 12/1/2022, 06:22 PM
Previous filing: Sep 1, 2022
Next filing: May 15, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	OTRK	Common Stock						18.2K	Nov 29, 2022	By 401k Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OTRK	Option (right to buy)	Award	$0	+250K		$0.00	250K	Nov 29, 2022	Ontrak, Inc. Common Stock	250K	$0.40	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As of November 29, 2022, Mr. LaVerne has acquired 18,234.6 shares of the Company's common stock under the Company's 401(k) plan.
F2	These securities were granted to Mr. LaVerne for his services as the Co-President and Chief Operating Officer of the Company.
F3	25% of these options vest one year from the date of grant and the remaining options vest in six equal installments every six months thereafter over the next three years.