Brandon H. LaVerne - Nov 29, 2022 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Signature
/s/ Brandon LaVerne
Stock symbol
OTRK
Transactions as of
Nov 29, 2022
Transactions value $
$0
Form type
4
Date filed
12/1/2022, 06:22 PM
Previous filing
Sep 1, 2022
Next filing
May 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OTRK Common Stock 18.2K Nov 29, 2022 By 401k Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OTRK Option (right to buy) Award $0 +250K $0.00 250K Nov 29, 2022 Ontrak, Inc. Common Stock 250K $0.40 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As of November 29, 2022, Mr. LaVerne has acquired 18,234.6 shares of the Company's common stock under the Company's 401(k) plan.
F2 These securities were granted to Mr. LaVerne for his services as the Co-President and Chief Operating Officer of the Company.
F3 25% of these options vest one year from the date of grant and the remaining options vest in six equal installments every six months thereafter over the next three years.