Gary L. Tice - Nov 29, 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Director
Signature
/s/ Paul Newton attorney in fact for Gary L. Tice
Stock symbol
FFWM
Transactions as of
Nov 29, 2022
Transactions value $
$0
Form type
4
Date filed
11/30/2022, 12:54 PM
Previous filing
May 25, 2022
Next filing
Jan 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $18.2K +1.33K +0.66% $13.70 202K Nov 29, 2022 Direct
holding FFWM Common Stock 4.19K Nov 29, 2022 Spouse's Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -$18.2K -1.33K -100% $13.70 0 Nov 29, 2022 Common Stock 1.33K $0.00 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in spouse trust
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 No expiration date for this type of award