Lucas W. Buchanan - Nov 9, 2022 Form 4 Insider Report for Silk Road Medical Inc (SILK)

Role
COO/CFO
Signature
/s/Mhairi Jones, by power of attorney
Stock symbol
SILK
Transactions as of
Nov 9, 2022
Transactions value $
-$1,210,000
Form type
4
Date filed
11/14/2022, 05:24 PM
Previous filing
Oct 5, 2022
Next filing
Dec 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SILK Common Stock Options Exercise $320 +200 +0.11% $1.60* 177K Nov 9, 2022 Direct F1
transaction SILK Common Stock Sale -$10K -200 -0.11% $50.00 177K Nov 9, 2022 Direct F1
transaction SILK Common Stock Options Exercise $39.7K +24.8K +14.05% $1.60* 201K Nov 11, 2022 Direct F1
transaction SILK Common Stock Sale -$1.24M -24.8K -12.32% $50.00 177K Nov 11, 2022 Direct F1
holding SILK Common Stock 13.5K Nov 9, 2022 Buchanan Grandchildren's Irrevocable Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SILK Option (right to buy) Options Exercise $0 -200 -0.15% $0.00 130K Nov 9, 2022 Common Stock 200 $1.60 Direct F1, F3
transaction SILK Option (right to buy) Options Exercise $0 -24.8K -19.05% $0.00 105K Nov 11, 2022 Common Stock 24.8K $1.60 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on June 13, 2022.
F2 These shares are held directly by the Buchanan Grandchildren's Irrevocable Trust, for which the Reporting Person serves as a co-trustee.
F3 All of the shares subject to this option are fully vested and exercisable as of the date hereof.