Brandon H. LaVerne - Apr 12, 2022 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Role: Chief Financial Officer
Signature: /s/ Brandon LaVerne
Stock symbol: OTRK
Transactions as of: Apr 12, 2022
Transactions value $: $0
Form type: 4
Date filed: 4/14/2022, 05:30 PM
Next filing: Apr 22, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	OTRK	Common Stock						2.74K	Apr 12, 2022	By 401k Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OTRK	Option (right to buy)	Award	$0	+37K		$0.00	37K	Apr 12, 2022	Ontrak, Inc. Common Stock	37K	$1.73	Direct	F2, F3
holding	OTRK	Option (right to buy)						20.9K	Apr 12, 2022	Common Stock	20.9K	$14.38	Direct
holding	OTRK	Option (right to buy)						129K	Apr 12, 2022	Common Stock	129K	$14.38	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As of April 12, 2022 Mr. LaVerne has acquired 2,740 shares of the Company's common stock under the Company's 401(k) plan.
F2	These securities were granted to Mr. LaVerne for his services as the Chief Financial Officer of the Company.
F3	25% of these options shall vest one year from the date of grant and the remaining options shall vest in 12 equal quarterly installments thereafter over the next three years.