Brandon H. LaVerne - 12 Apr 2022 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Role: Chief Financial Officer
Signature: /s/ Brandon LaVerne
Issuer symbol: OTRK
Transactions as of: 12 Apr 2022
Net transactions value: $0
Form type: 4
Filing time: 14 Apr 2022, 17:30:46 UTC
Next filing: 22 Apr 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	OTRK	Common Stock						2,740	12 Apr 2022	By 401k Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OTRK	Option (right to buy)	Award	$0	+37,000		$0.000000	37,000	12 Apr 2022	Ontrak, Inc. Common Stock	37,000	$1.73	Direct	F2, F3
holding	OTRK	Option (right to buy)						20,862	12 Apr 2022	Common Stock	20,862	$14.38	Direct
holding	OTRK	Option (right to buy)						129,138	12 Apr 2022	Common Stock	129,138	$14.38	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As of April 12, 2022 Mr. LaVerne has acquired 2,740 shares of the Company's common stock under the Company's 401(k) plan.
F2	These securities were granted to Mr. LaVerne for his services as the Chief Financial Officer of the Company.
F3	25% of these options shall vest one year from the date of grant and the remaining options shall vest in 12 equal quarterly installments thereafter over the next three years.