Arron K. Sutherland - Apr 1, 2022 Form 4 Insider Report for ICC Holdings, Inc. (ICCH)

Role
President and CEO, Director
Signature
/s/Kathleen S. Springer, Attorney in Fact
Stock symbol
ICCH
Transactions as of
Apr 1, 2022
Transactions value $
-$16,709
Form type
4
Date filed
4/4/2022, 05:38 PM
Previous filing
Mar 8, 2022
Next filing
Nov 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICCH Common Stock Options Exercise $14.2K +833 +8.08% $17.05 11.1K Apr 1, 2022 Direct F1, F2
transaction ICCH Common Stock Options Exercise $40.9K +2.4K +21.55% $17.05 13.5K Apr 1, 2022 Direct F1, F2
transaction ICCH Common Stock Tax liability -$4.3K -252 -1.86% $17.05 13.3K Apr 1, 2022 Direct F1, F2
transaction ICCH Common Stock Tax liability -$12.4K -728 -5.48% $17.05 12.6K Apr 1, 2022 Direct F1, F2
holding ICCH Common Stock 40K Apr 1, 2022 401(k)
holding ICCH Common Stock 3.4K Apr 1, 2022 IRA of Spouse
holding ICCH Common Stock 50 Apr 1, 2022 By Minor Child
holding ICCH Common Stock 50 Apr 1, 2022 By minor child
holding ICCH Common Stock 50 Apr 1, 2022 By minor child
holding ICCH Common Stock 50 Apr 1, 2022 By minor child
holding ICCH Common Stock 942 Apr 1, 2022 By ESOP
holding ICCH Common Stock 3.31K Apr 1, 2022 401(k)
holding ICCH Common Stock 1K Apr 1, 2022 401(k)
holding ICCH Common Stock 888 Apr 1, 2022 401(k)
holding ICCH Common Stock 1.06K Apr 1, 2022 By ESOP
holding ICCH Common Stock 1K Apr 1, 2022 401(k)
holding ICCH Common Stock 900 Apr 1, 2022 401(k)
holding ICCH Common Stock 1.14K Apr 1, 2022 By ESOP
holding ICCH Common Stock 920 Apr 1, 2022 By ESOP
holding ICCH Common Stock 998 Apr 1, 2022 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICCH Restricted Stock Unit Options Exercise -$40.9K -2.4K -100% $17.05 0 Apr 1, 2022 ICC Holdings, Inc. Common Stock 2.4K $0.00 Direct F3, F4, F5
transaction ICCH Restricted Stock Unit Options Exercise -$14.2K -833 -100% $17.05 0 Apr 1, 2022 ICC Holdings, Inc. Common Stock 833 $0.00 Direct F3, F4, F5
transaction ICCH Restricted Stock Unit Award $0 +5K $0.00 5K Apr 1, 2022 ICC Holdings, Inc. Common Stock 5K $0.00 Direct F3, F4, F5
holding ICCH Restricted Stock Unit 7.2K Apr 1, 2022 ICC Holdings, Inc. Common Stock 7.2K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with vesting schedule
F2 RSU with 3 Year Periodic vesting schedule
F3 No exercise price for this type of award
F4 No exercisable date for this type of award
F5 No expiration date for this type of award
F6 Vest 1/3 on each anniversary of the date of grant