Block John R - Mar 14, 2022 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Director
Signature
/s/Todd Waltz attorney-infact
Stock symbol
AMTX
Transactions as of
Mar 14, 2022
Transactions value $
-$663,178
Form type
4
Date filed
3/15/2022, 02:49 PM
Previous filing
Jan 10, 2022
Next filing
Aug 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Sale -$424K -35K -39.05% $12.12 54.6K Mar 14, 2022 Direct F1
transaction AMTX Common Stock Options Exercise -$60.2K -35K -28.08% $1.72 89.6K Mar 14, 2022 Direct F2
transaction AMTX Common Stock Sale -$15.8K -1.3K -2.38% $12.12 53.3K Mar 14, 2022 Direct F3
transaction AMTX Common Stock Sale -$229K -18.9K -35.38% $12.12 34.5K Mar 14, 2022 Direct F4
transaction AMTX Common Stock Sale $126K +10.4K +75.59% $12.12 24.1K Mar 14, 2022 Direct F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMTX Option (right to buy) Options Exercise -$60.2K -35K -100% $1.72 0 Mar 14, 2022 Common stock and Series B Preferred 35K $1.72 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017 and were sold on 3/14/2022 in the open market.
F2 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017.
F3 1,300 shares, which were acquired from the RSA grant on 1/7/2021, were sold on 3/14/2022 in the open market.
F4 18,865 shares, which were acquired from the RSA grant on 4/8/2021, were sold on 3/14/2022 in the open market.
F5 10,371 shares, which were acquired from the RSA grant on 1/6/2022, were sold on 3/14/2022 in the open market.
F6 As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 24,091 shares of the Issuers common stock.