Lindsay Lawrence - Feb 22, 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Operating Officer
Signature
/s/ Paul Newton attorney in fact for Lindsay Lawrence
Stock symbol
FFWM
Transactions as of
Feb 22, 2022
Transactions value $
-$33,455
Form type
4
Date filed
2/24/2022, 06:52 PM
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +1.76K +41.13% 6.03K Feb 22, 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability -$16K -607 -10.06% $26.36 5.43K Feb 22, 2022 Direct F1
transaction FFWM Common Stock Options Exercise +1.96K +36.06% 7.38K Feb 23, 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability -$17.5K -676 -9.16% $25.82 6.71K Feb 23, 2022 Direct F1
holding FFWM Common Stock 28.4K Feb 22, 2022 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -1.96K -33.33% 3.91K Feb 23, 2022 Common Stock 1.96K Direct F2, F3, F4, F5
transaction FFWM Restricted Stock Unit Award $0 +5.27K $0.00 5.27K Feb 22, 2022 Common Stock 5.27K $0.00 Direct F2, F3, F5, F6
transaction FFWM Restricted Stock Unit Options Exercise -1.76K -33.33% 3.52K Feb 22, 2022 Common Stock 1.76K $0.00 Direct F2, F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 2/23/2022, 2/23/2023
F5 No expiration date for this type of award
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024