John Hakopian - 22 Feb 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
President, FFA, Director
Signature
/s/ Kevin L. Thompson attorney in fact for John Hakopian
Issuer symbol
FFWM
Transactions as of
22 Feb 2022
Net transactions value
-$4,067
Form type
4
Filing time
24 Feb 2022, 18:43:24 UTC
Previous filing
13 Sep 2021
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +303 +0.9% 33,989 22 Feb 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability $1,924 -73 -0.21% $26.36 33,916 22 Feb 2022 Direct F1
transaction FFWM Common Stock Options Exercise +343 +1% 34,259 23 Feb 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability $2,143 -83 -0.24% $25.82 34,176 23 Feb 2022 Direct F1
holding FFWM Common Stock 806,842 22 Feb 2022 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -343 -33% 685 23 Feb 2022 Common Stock 343 Direct F2, F3, F4, F5
transaction FFWM Restricted Stock Unit Award +911 911 22 Feb 2022 Common Stock 911 $0.000000 Direct F2, F3, F5, F6
transaction FFWM Restricted Stock Unit Options Exercise -303 -33% 608 22 Feb 2022 Common Stock 303 $0.000000 Direct F2, F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 2/23/2022, 2/23/2023
F5 No expiration date for this type of award
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024