John Hakopian - Feb 22, 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Signature
/s/ Kevin L. Thompson attorney in fact for John Hakopian
Stock symbol
FFWM
Transactions as of
Feb 22, 2022
Transactions value $
-$4,067
Form type
4
Date filed
2/24/2022, 06:43 PM
Previous filing
Sep 13, 2021
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +303 +0.9% 34K Feb 22, 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability -$1.92K -73 -0.21% $26.36 33.9K Feb 22, 2022 Direct F1
transaction FFWM Common Stock Options Exercise +343 +1.01% 34.3K Feb 23, 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability -$2.14K -83 -0.24% $25.82 34.2K Feb 23, 2022 Direct F1
holding FFWM Common Stock 807K Feb 22, 2022 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -343 -33.37% 685 Feb 23, 2022 Common Stock 343 Direct F2, F3, F4, F5
transaction FFWM Restricted Stock Unit Award +911 911 Feb 22, 2022 Common Stock 911 $0.00 Direct F2, F3, F5, F6
transaction FFWM Restricted Stock Unit Options Exercise -303 -33.26% 608 Feb 22, 2022 Common Stock 303 $0.00 Direct F2, F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 2/23/2022, 2/23/2023
F5 No expiration date for this type of award
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024