David S. DePillo - Feb 22, 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
President
Signature
/s/ Paul Newton attorney in fact for David S. DePillo
Stock symbol
FFWM
Transactions as of
Feb 22, 2022
Transactions value $
-$60,969
Form type
4
Date filed
2/24/2022, 06:39 PM
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +3.5K +49.06% 10.6K Feb 22, 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability -$31.9K -1.21K -11.38% $26.36 9.43K Feb 22, 2022 Direct F1
transaction FFWM Common Stock Options Exercise +3.26K +34.51% 12.7K Feb 23, 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability -$29K -1.13K -8.87% $25.82 11.6K Feb 23, 2022 Direct F1
holding FFWM Common Stock 720K Feb 22, 2022 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -3.26K -33.33% 6.51K Feb 23, 2022 Common Stock 3.26K Direct F2, F3, F4, F5
transaction FFWM Restricted Stock Unit Award +10.5K 10.5K Feb 22, 2022 Common Stock 10.5K $0.00 Direct F2, F3, F5, F6
transaction FFWM Restricted Stock Unit Options Exercise -3.5K -33.33% 7.01K Feb 22, 2022 Common Stock 3.5K $0.00 Direct F2, F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 2/23/2022, 2/23/2023
F5 No expiration date for this type of award
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024