Francis P. Barton - Feb 23, 2022 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Director
Signature
/s/Todd Waltz attorney-infact
Stock symbol
AMTX
Transactions as of
Feb 23, 2022
Transactions value $
$87,600
Form type
4
Date filed
2/24/2022, 11:25 AM
Previous filing
Jan 10, 2022
Next filing
Aug 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Options Exercise $51.6K +60K +325.17% $0.86 78.5K Feb 23, 2022 Direct
transaction AMTX Common Stock Options Exercise $36K +60K +76.48% $0.60 138K Feb 23, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMTX Option (right to buy) Options Exercise $0 -60K -100% $0.00* 0 Feb 23, 2022 Common stock and Series B Preferred 60K $0.86 Direct F1
transaction AMTX Option (right to buy) Options Exercise $0 -60K -100% $0.00* 0 Feb 23, 2022 Common stock and Series B Preferred 60K $0.60 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.86 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.
F2 Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to Exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.60 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.