Francis P. Barton - 23 Feb 2022 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Director
Signature
/s/Todd Waltz attorney-infact
Issuer symbol
AMTX
Transactions as of
23 Feb 2022
Net transactions value
+$87,600
Form type
4
Filing time
24 Feb 2022, 11:25:01 UTC
Previous filing
10 Jan 2022
Next filing
22 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Options Exercise $51,600 +60,000 +325% $0.8600 78,452 23 Feb 2022 Direct
transaction AMTX Common Stock Options Exercise $36,000 +60,000 +76% $0.6000 138,452 23 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMTX Option (right to buy) Options Exercise $0 -60,000 -100% $0.000000* 0 23 Feb 2022 Common stock and Series B Preferred 60,000 $0.8600 Direct F1
transaction AMTX Option (right to buy) Options Exercise $0 -60,000 -100% $0.000000* 0 23 Feb 2022 Common stock and Series B Preferred 60,000 $0.6000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.86 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.
F2 Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to Exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.60 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.