Rob Roy - 04 Jan 2022 Form 4 Insider Report for Switch, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Jan 2022, 15:33:52 UTC
Prior SEC filing
26 Nov 2021
Next SEC filing
02 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Gabriel Nacht, as Attorney-in-Fact for Rob Roy

Key filing fact

Rob Roy filed Form 4 for Switch, Inc. on 06 Jan 2022.

Key facts

  • This page summarizes Rob Roy's Form 4 filing for Switch, Inc..
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 06 Jan 2022, 15:33.

Change

  • Previous filing in this sequence was filed on 26 Nov 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWCH transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+124,911
Change %
+24%
Price
Shares after
644,069
Date
04 Jan 2022
Ownership
Direct
Footnotes
F1
SWCH transaction

Class B Common Stock

Disposed to Issuer

Transaction value
Shares
-124,911
Change %
-0.84%
Price
Shares after
14,726,931
Date
04 Jan 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SWCH transaction Derivative

Common Units

Options Exercise

Transaction value
$0
Shares
-124,911
Change %
-0.84%
Price
$0.000000
Shares after
14,726,931
Date
04 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
124,911
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reporting person surrendered for redemption and conversion Common Units of the LLC into an equal number of number of shares of the Issuer's Class A Common Stock pursuant to the Articles of the Issuer and the Fifth Amended and Restated Operating Agreement of the LLC. The Common Units have no expiration date.

Footnote F2

Represents shares of Class B Common Stock of the Issuer owned by the reporting person that were, pursuant to the Amended and Restated Articles of Incorporation (the "Articles") of the Issuer, forfeited and cancelled for no consideration upon redemption and conversion of an equal number of common membership units (the "Common Units") of Switch, Ltd. (the "LLC"). The Class B Common Stock only confers voting rights (one vote per share) and does not confer economic rights.

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