Max Briggs - Nov 30, 2021 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Director
Signature
/s/ Paul Newton attorney in fact for Max Briggs
Stock symbol
FFWM
Transactions as of
Nov 30, 2021
Transactions value $
$0
Form type
4
Date filed
12/1/2021, 04:44 PM
Previous filing
May 19, 2021
Next filing
Feb 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $38.1K +1.5K +100% $25.42 3K Nov 30, 2021 Direct F1
holding FFWM Common Stock 30K Nov 30, 2021 Family Trust
holding FFWM Common Stock 6K Nov 30, 2021 Spouse
holding FFWM Common Stock 8.51K Nov 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -$38.1K -1.5K -100% $25.42 0 Nov 30, 2021 Common Stock 1.5K Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Director's Vesting 2021 vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 5/18/2021, 11/30/2021
F5 No expiration date for this type of award