MAX BRIGGS - 30 Nov 2021 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Director
Signature
/s/ Paul Newton attorney in fact for Max Briggs
Issuer symbol
FFWM
Transactions as of
30 Nov 2021
Net transactions value
$0
Form type
4
Filing time
01 Dec 2021, 16:44:56 UTC
Previous filing
19 May 2021
Next filing
24 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $38,105 +1,499 +100% $25.42 2,998 30 Nov 2021 Direct F1
holding FFWM Common Stock 30,041 30 Nov 2021 Family Trust
holding FFWM Common Stock 6,000 30 Nov 2021 Spouse
holding FFWM Common Stock 8,510 30 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise $38,105 -1,499 -100% $25.42 0 30 Nov 2021 Common Stock 1,499 Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Director's Vesting 2021 vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 5/18/2021, 11/30/2021
F5 No expiration date for this type of award