MITCHELL M. ROSENBERG - 30 Nov 2021 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Director
Signature
/s/ Kevin L. Thompson attorney in fact for Mitchell M. Rosenberg
Issuer symbol
FFWM
Transactions as of
30 Nov 2021
Net transactions value
$0
Form type
4
Filing time
01 Dec 2021, 16:43:52 UTC
Previous filing
19 May 2021
Next filing
24 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $32,665 +1,285 +80% $25.42 2,895 30 Nov 2021 Direct F1
holding FFWM Common Stock 55,778 30 Nov 2021 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise $32,665 -1,285 -100% $25.42 0 30 Nov 2021 Common Stock 1,285 Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Director's Vesting 2021 vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 5/18/2021, 11/30/2021
F5 No expiration date for this type of award