Mitchell M. Rosenberg - Nov 30, 2021 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Director
Signature
/s/ Kevin L. Thompson attorney in fact for Mitchell M. Rosenberg
Stock symbol
FFWM
Transactions as of
Nov 30, 2021
Transactions value $
$0
Form type
4
Date filed
12/1/2021, 04:43 PM
Previous filing
May 19, 2021
Next filing
Feb 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $32.7K +1.29K +79.81% $25.42 2.9K Nov 30, 2021 Direct F1
holding FFWM Common Stock 55.8K Nov 30, 2021 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -$32.7K -1.29K -100% $25.42 0 Nov 30, 2021 Common Stock 1.29K Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Director's Vesting 2021 vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 5/18/2021, 11/30/2021
F5 No expiration date for this type of award