Mefford Jeffrey S. - 13 Nov 2021 Form 4 Insider Report for Midland States Bancorp, Inc. (MSBI)

Role
President
Signature
/s/ Mefford Jeffrey S
Issuer symbol
MSBI
Transactions as of
13 Nov 2021
Net transactions value
-$9,242
Form type
4
Filing time
16 Nov 2021, 14:59:52 UTC
Previous filing
09 Nov 2021
Next filing
29 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSBI Common Stock Tax liability $9,242 -364 -0.62% $25.39 58,761 13 Nov 2021 Direct
transaction MSBI Common Stock Tax liability $0 +707 +1.2% $0.000000 59,468 13 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MSBI Option (right to buy) 5,500 13 Nov 2021 Common Stock 5,500 $16.00 Direct F2
holding MSBI Option (right to buy) 10,702 13 Nov 2021 Common Stock 10,702 $23.00 Direct F3
holding MSBI Option (right to buy) 6,661 13 Nov 2021 Common Stock 6,661 $16.59 Direct F4
holding MSBI Option (right to buy) 7,885 13 Nov 2021 Common Stock 7,885 $21.00 Direct F5
holding MSBI Option (right to buy) 10,000 13 Nov 2021 Common Stock 10,000 $18.00 Direct F6
holding MSBI Option (right to buy) 5,341 13 Nov 2021 Common Stock 5,341 $28.59 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction reflects the crediting back to the Reporting Person of 707 shares incorrectly withheld from the Reporting Person by the Company in connection with the tax withholding of a prior option exercise.
F2 These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
F3 These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F4 These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
F5 These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F6 Options vested on 12/31/2017.
F7 These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.