Mefford Jeffrey S. - Nov 13, 2021 Form 4 Insider Report for Midland States Bancorp, Inc. (MSBI)

Role
President
Signature
/s/ Mefford Jeffrey S
Stock symbol
MSBI
Transactions as of
Nov 13, 2021
Transactions value $
-$9,242
Form type
4
Date filed
11/16/2021, 02:59 PM
Previous filing
Nov 9, 2021
Next filing
Dec 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSBI Common Stock Tax liability -$9.24K -364 -0.62% $25.39 58.8K Nov 13, 2021 Direct
transaction MSBI Common Stock Tax liability $0 +707 +1.2% $0.00 59.5K Nov 13, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MSBI Option (right to buy) 5.5K Nov 13, 2021 Common Stock 5.5K $16.00 Direct F2
holding MSBI Option (right to buy) 10.7K Nov 13, 2021 Common Stock 10.7K $23.00 Direct F3
holding MSBI Option (right to buy) 6.66K Nov 13, 2021 Common Stock 6.66K $16.59 Direct F4
holding MSBI Option (right to buy) 7.89K Nov 13, 2021 Common Stock 7.89K $21.00 Direct F5
holding MSBI Option (right to buy) 10K Nov 13, 2021 Common Stock 10K $18.00 Direct F6
holding MSBI Option (right to buy) 5.34K Nov 13, 2021 Common Stock 5.34K $28.59 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction reflects the crediting back to the Reporting Person of 707 shares incorrectly withheld from the Reporting Person by the Company in connection with the tax withholding of a prior option exercise.
F2 These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
F3 These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F4 These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
F5 These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F6 Options vested on 12/31/2017.
F7 These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.