Mefford Jeffrey S. - Nov 5, 2021 Form 4 Insider Report for Midland States Bancorp, Inc. (MSBI)

Role
President
Signature
/s/ Mefford Jeffrey S
Stock symbol
MSBI
Transactions as of
Nov 5, 2021
Transactions value $
-$66,802
Form type
4
Date filed
11/8/2021, 03:54 PM
Previous filing
Nov 2, 2021
Next filing
Nov 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSBI Common Stock Options Exercise $82K +5.56K +9.3% $14.75 65.4K Nov 5, 2021 Direct
transaction MSBI Common Stock Tax liability -$119K -4.56K -6.98% $26.05 60.8K Nov 5, 2021 Direct
transaction MSBI Common Stock Tax liability -$14.8K -568 -0.93% $26.05 60.2K Nov 5, 2021 Direct
transaction MSBI Common Stock Tax liability -$15.2K -582 -0.97% $26.05 59.6K Nov 7, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MSBI Option (right to buy) Options Exercise $0 -5.56K -100% $0.00* 0 Nov 5, 2021 Common Stock 5.56K $14.75 Direct F1
holding MSBI Option (right to buy) 9.52K Nov 5, 2021 Common Stock 9.52K $18.16 Direct F2
holding MSBI Option (right to buy) 5.5K Nov 5, 2021 Common Stock 5.5K $16.00 Direct F3
holding MSBI Option (right to buy) 10.7K Nov 5, 2021 Common Stock 10.7K $23.00 Direct F4
holding MSBI Option (right to buy) 6.66K Nov 5, 2021 Common Stock 6.66K $16.59 Direct F5
holding MSBI Option (right to buy) 7.89K Nov 5, 2021 Common Stock 7.89K $21.00 Direct F6
holding MSBI Option (right to buy) 10K Nov 5, 2021 Common Stock 10K $18.00 Direct F7
holding MSBI Option (right to buy) 5.34K Nov 5, 2021 Common Stock 5.34K $28.59 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
F2 These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
F3 These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
F4 These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F5 These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
F6 These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F7 Options vested on 12/31/2017.
F8 These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.