Stewart James R. - 05 Nov 2021 Form 4 Insider Report for Midland States Bancorp, Inc. (MSBI)

Role
Chief Risk Officer
Signature
/s/ Stewart James R
Issuer symbol
MSBI
Transactions as of
05 Nov 2021
Net transactions value
-$19,876
Form type
4
Filing time
08 Nov 2021, 15:50:03 UTC
Previous filing
02 Nov 2021
Next filing
09 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSBI Common Sock Tax liability $9,821 -377 -1.4% $26.05 26,077 05 Nov 2021 Direct
transaction MSBI Common Sock Tax liability $10,055 -386 -1.5% $26.05 25,691 07 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MSBI Option (right to buy) 6,759 05 Nov 2021 Common Stock 6,759 $23.00 Direct F1
holding MSBI Option (right to buy) 1,031 05 Nov 2021 Common Stock 1,031 $16.59 Direct F2
holding MSBI Option (right to buy) 2,697 05 Nov 2021 Common Stock 2,697 $21.00 Direct F3
holding MSBI Option (right to buy) 4,532 05 Nov 2021 Common Stock 4,532 $28.59 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F2 These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
F3 These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F4 These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.