James Randall Stewart - Nov 5, 2021 Form 4 Insider Report for Midland States Bancorp, Inc. (MSBI)

Role
Chief Risk Officer
Signature
/s/ Stewart James R
Stock symbol
MSBI
Transactions as of
Nov 5, 2021
Transactions value $
-$19,876
Form type
4
Date filed
11/8/2021, 03:50 PM
Previous filing
Nov 2, 2021
Next filing
Nov 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSBI Common Sock Tax liability -$9.82K -377 -1.43% $26.05 26.1K Nov 5, 2021 Direct
transaction MSBI Common Sock Tax liability -$10.1K -386 -1.48% $26.05 25.7K Nov 7, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MSBI Option (right to buy) 6.76K Nov 5, 2021 Common Stock 6.76K $23.00 Direct F1
holding MSBI Option (right to buy) 1.03K Nov 5, 2021 Common Stock 1.03K $16.59 Direct F2
holding MSBI Option (right to buy) 2.7K Nov 5, 2021 Common Stock 2.7K $21.00 Direct F3
holding MSBI Option (right to buy) 4.53K Nov 5, 2021 Common Stock 4.53K $28.59 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F2 These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
F3 These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F4 These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.