Andrew S. Davis - 01 Nov 2021 Form 4 Insider Report for Silk Road Medical Inc

Role
Chief Commercial Officer
Signature
/s/Mhairi Jones, by power of attorney
Issuer symbol
N/A
Transactions as of
01 Nov 2021
Net transactions value
-$191,569
Form type
4
Filing time
02 Nov 2021, 19:08:47 UTC
Previous filing
05 Oct 2021
Next filing
04 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SILK Common Stock Options Exercise $739 +121 +0.17% $6.11 70,376 01 Nov 2021 Direct F1
transaction SILK Common Stock Sale $7,376 -121 -0.17% $60.96 70,255 01 Nov 2021 Direct F1, F2
transaction SILK Common Stock Options Exercise $66,860 +3,343 +4.8% $20.00 73,598 01 Nov 2021 Direct F1
transaction SILK Common Stock Sale $203,789 -3,343 -4.5% $60.96 70,255 01 Nov 2021 Direct F1, F2
transaction SILK Common Stock Options Exercise $30,559 +988 +1.4% $30.93 71,243 01 Nov 2021 Direct F1
transaction SILK Common Stock Sale $60,228 -988 -1.4% $60.96 70,255 01 Nov 2021 Direct F1, F2
transaction SILK Common Stock Options Exercise $1,518 +321 +0.46% $4.73 70,576 01 Nov 2021 Direct F1
transaction SILK Common Stock Sale $19,567 -321 -0.45% $60.96 70,255 01 Nov 2021 Direct F1, F2
transaction SILK Common Stock Options Exercise $1,666 +32 +0.05% $52.07 70,287 01 Nov 2021 Direct F1
transaction SILK Common Stock Sale $1,951 -32 -0.05% $60.96 70,255 01 Nov 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SILK Option (right to buy) Options Exercise $0 -121 -4.4% $0.000000 2,647 01 Nov 2021 Common Stock 121 $6.11 Direct F1, F3
transaction SILK Option (right to buy) Options Exercise $0 -3,343 -9% $0.000000 33,694 01 Nov 2021 Common Stock 3,343 $20.00 Direct F1, F4
transaction SILK Option (right to buy) Options Exercise $0 -988 -3.1% $0.000000 31,187 01 Nov 2021 Common Stock 988 $30.93 Direct F1, F5
transaction SILK Option (right to buy) Options Exercise $0 -321 -1.2% $0.000000 27,084 01 Nov 2021 Common Stock 321 $4.73 Direct F1, F6
transaction SILK Option (right to buy) Options Exercise $0 -32 -0.52% $0.000000 6,068 01 Nov 2021 Common Stock 32 $52.07 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.
F2 This transaction was executed in multiple trades at price ranging from $60.74 to $61.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 One-fourth of the shares subject to the option shall vest on August 1, 2019 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date
F4 One forty-eighth of the shares subject to the option shall vest on May 3, 2019 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F5 One forty-eighth of the shares subject to the option shall vest on April 1, 2020 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F6 All of the shares subject to this option are fully vested and exercisable as of the date hereof.
F7 One forty-eighth of the shares subject to the option shall vest on August 1, 2020 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.