Andrew S. Davis - Nov 1, 2021 Form 4 Insider Report for Silk Road Medical Inc (SILK)

Role
Chief Commercial Officer
Signature
/s/Mhairi Jones, by power of attorney
Stock symbol
SILK
Transactions as of
Nov 1, 2021
Transactions value $
-$191,569
Form type
4
Date filed
11/2/2021, 07:08 PM
Previous filing
Oct 5, 2021
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SILK Common Stock Options Exercise $739 +121 +0.17% $6.11 70.4K Nov 1, 2021 Direct F1
transaction SILK Common Stock Sale -$7.38K -121 -0.17% $60.96 70.3K Nov 1, 2021 Direct F1, F2
transaction SILK Common Stock Options Exercise $66.9K +3.34K +4.76% $20.00 73.6K Nov 1, 2021 Direct F1
transaction SILK Common Stock Sale -$204K -3.34K -4.54% $60.96 70.3K Nov 1, 2021 Direct F1, F2
transaction SILK Common Stock Options Exercise $30.6K +988 +1.41% $30.93 71.2K Nov 1, 2021 Direct F1
transaction SILK Common Stock Sale -$60.2K -988 -1.39% $60.96 70.3K Nov 1, 2021 Direct F1, F2
transaction SILK Common Stock Options Exercise $1.52K +321 +0.46% $4.73 70.6K Nov 1, 2021 Direct F1
transaction SILK Common Stock Sale -$19.6K -321 -0.45% $60.96 70.3K Nov 1, 2021 Direct F1, F2
transaction SILK Common Stock Options Exercise $1.67K +32 +0.05% $52.07 70.3K Nov 1, 2021 Direct F1
transaction SILK Common Stock Sale -$1.95K -32 -0.05% $60.96 70.3K Nov 1, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SILK Option (right to buy) Options Exercise $0 -121 -4.37% $0.00 2.65K Nov 1, 2021 Common Stock 121 $6.11 Direct F1, F3
transaction SILK Option (right to buy) Options Exercise $0 -3.34K -9.03% $0.00 33.7K Nov 1, 2021 Common Stock 3.34K $20.00 Direct F1, F4
transaction SILK Option (right to buy) Options Exercise $0 -988 -3.07% $0.00 31.2K Nov 1, 2021 Common Stock 988 $30.93 Direct F1, F5
transaction SILK Option (right to buy) Options Exercise $0 -321 -1.17% $0.00 27.1K Nov 1, 2021 Common Stock 321 $4.73 Direct F1, F6
transaction SILK Option (right to buy) Options Exercise $0 -32 -0.52% $0.00 6.07K Nov 1, 2021 Common Stock 32 $52.07 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.
F2 This transaction was executed in multiple trades at price ranging from $60.74 to $61.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 One-fourth of the shares subject to the option shall vest on August 1, 2019 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date
F4 One forty-eighth of the shares subject to the option shall vest on May 3, 2019 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F5 One forty-eighth of the shares subject to the option shall vest on April 1, 2020 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F6 All of the shares subject to this option are fully vested and exercisable as of the date hereof.
F7 One forty-eighth of the shares subject to the option shall vest on August 1, 2020 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.