Sanjeev Gupta - Mar 13, 2021 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Executive Vice President, MD
Signature
/s/ Sanjeev Gupta
Stock symbol
AMTX
Transactions as of
Mar 13, 2021
Transactions value $
-$4,529,745
Form type
4
Date filed
10/29/2021, 08:19 PM
Next filing
Jun 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Tax liability -$177K -8.5K -5.67% $20.83 141K Mar 13, 2021 Direct F1
transaction AMTX Common Stock Sale -$924K -47.3K -33.42% $19.54 94.2K Mar 16, 2021 Direct F2, F3, F4
transaction AMTX Common Stock Sale -$1.73M -91.3K -96.89% $18.92 2.93K Mar 17, 2021 Direct F2, F3, F4
transaction AMTX Common Stock Tax liability -$22.6K -1.19K -2.93% $18.99 39.4K Apr 19, 2021 Direct F1, F4
transaction AMTX Common Stock Sale -$732K -36.4K -92.41% $20.08 2.99K Apr 19, 2021 Direct F2, F3, F4
transaction AMTX Common Stock Tax liability -$191K -13.8K -17.74% $13.77 64.2K Jun 16, 2021 Direct F1, F4
transaction AMTX Common Stock Sale -$757K -53.3K -83.03% $14.21 10.9K Jun 16, 2021 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were withheld by the Issuer in connection with the Reporting Persons exercise of stock options.
F2 These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.
F3 These shares were sold pursuant to a Rule 10b5-1 plan.
F4 As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 0 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s. Except in connection with the June 16, 2021 option exercise in which the Reporting Person sold all but 10,889 shares received upon exercise, the transactions reported herein did not result in a net change in the number of shares beneficially owned by the Reporting Person. As of the date of this filing, the Reporting Person beneficially owned 143 shares of the Issuers common stock.