Todd Waltz - 25 Jan 2021 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Executive Vice President, CFO
Signature
/s/ Todd Waltz
Issuer symbol
AMTX
Transactions as of
25 Jan 2021
Net transactions value
-$5,258,041
Form type
4
Filing time
29 Oct 2021, 20:16:05 UTC
Next filing
23 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Sale $96,090 -10,000 -5.7% $9.61 165,401 26 Jan 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $71,135 -10,000 -5.7% $7.11 165,401 25 Jan 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $65,700 -10,000 -5.7% $6.57 165,401 29 Jan 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $79,100 -10,000 -5.7% $7.91 165,401 01 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $80,000 -10,000 -5.7% $8.00 165,401 02 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $75,300 -10,000 -5.7% $7.53 165,401 03 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $78,600 -10,000 -5.7% $7.86 165,401 04 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $74,500 -10,000 -5.7% $7.45 165,401 05 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $75,900 -10,000 -5.7% $7.59 165,401 08 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $72,500 -10,000 -5.7% $7.25 165,401 09 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $73,100 -10,000 -5.7% $7.31 165,401 10 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $77,100 -10,000 -5.7% $7.71 165,401 11 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $72,400 -10,000 -5.7% $7.24 165,401 12 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $78,000 -10,000 -5.7% $7.80 165,401 16 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $88,000 -10,000 -5.7% $8.80 165,401 17 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $80,700 -10,000 -5.7% $8.07 165,401 18 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $81,500 -10,000 -5.7% $8.15 165,401 19 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $82,700 -10,000 -5.7% $8.27 165,401 22 Feb 2021 Direct F1, F2, F3
transaction AMTX Common Stock Tax liability $103,213 -4,955 -2% $20.83 240,446 15 Mar 2021 Direct F3, F4
transaction AMTX Common Stock Sale $518,001 -26,000 -12% $19.92 194,446 15 Mar 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $8,892 -455 -0.21% $19.54 214,840 17 Mar 2021 Direct F1, F2, F3
transaction AMTX Common Stock Tax liability $94,053 -5,106 -2.3% $18.42 215,295 17 Mar 2021 Direct F3, F4
transaction AMTX Common Stock Tax liability $69,295 -3,649 -1.5% $18.99 242,209 19 Apr 2021 Direct F3, F4
transaction AMTX Common Stock Sale $1,006,417 -51,170 -21% $19.67 191,039 19 Apr 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $448,049 -23,099 -12% $19.40 167,940 22 Apr 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $77,700 -10,000 -5.7% $7.77 165,401 27 Jan 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $75,281 -10,000 -5.7% $7.53 165,401 28 Jan 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $567,647 -29,045 -15% $19.54 165,401 16 Mar 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale $887,170 -46,900 -22% $18.92 167,940 17 Mar 2021 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.
F2 These shares were sold pursuant to a Rule 10b5-1 plan.
F3 As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 165,401 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s. Except in connection with the March 17, 2021 option exercise in which the Reporting Person sold all but 2,539 shares received upon exercise, the transactions reported herein did not result in a net change in the number of shares beneficially owned by the Reporting Person. As of the date of this filing, the Reporting Person beneficially owned 167,940 shares of the Issuers common stock.
F4 These shares were withheld by the Issuer in connection with the Reporting Persons exercise of stock options.