Scott F. Kavanaugh - Oct 8, 2021 Form 4 Insider Report for First Foundation Inc. (FFWM)

Signature
/s/ Kevin Thompson attorney in fact for Scott F. Kavanaugh
Stock symbol
FFWM
Transactions as of
Oct 8, 2021
Transactions value $
$868,478
Form type
4
Date filed
10/12/2021, 03:17 PM
Previous filing
Aug 26, 2021
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $868K +116K +147.39% $7.50 194K Oct 8, 2021 Direct F1
holding FFWM Common Stock 1.17M Oct 8, 2021 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Option (right to buy) Options Exercise $0 -116K -100% $0.00* 0 Oct 8, 2021 Common Stock 116K $7.50 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option exercise price.