Robert Accordino - 27 Sep 2021 Form 3 Insider Report for Ontrak, Inc. (OTRK)

Signature
/s/ Robert Accordino
Issuer symbol
OTRK
Transactions as of
27 Sep 2021
Net transactions value
$0
Form type
3
Filing time
08 Oct 2021, 19:08:55 UTC
Next filing
14 Apr 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OTRK Option (right to buy) 27 Sep 2021 Ontrak, Inc. Common Stock 100,000 $10.40 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dr. Accordino was appointed as the Company's Chief Medical Officer on September 27, 2021. These options were granted to Dr. Accordino for his services as the Chief Medical Officer of the Company.
F2 25% of these options shall vest one year from the date of grant and the remaining options shall vest equally over the next 36 months.