Robert Accordino - Sep 27, 2021 Form 3 Insider Report for Ontrak, Inc. (OTRK)

Role
Chief Medical Officer
Signature
/s/ Robert Accordino
Stock symbol
OTRK
Transactions as of
Sep 27, 2021
Transactions value $
$0
Form type
3
Date filed
10/8/2021, 07:08 PM
Next filing
Apr 14, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OTRK Option (right to buy) Sep 27, 2021 Ontrak, Inc. Common Stock 100K $10.40 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dr. Accordino was appointed as the Company's Chief Medical Officer on September 27, 2021. These options were granted to Dr. Accordino for his services as the Chief Medical Officer of the Company.
F2 25% of these options shall vest one year from the date of grant and the remaining options shall vest equally over the next 36 months.