Block John R - Mar 15, 2021 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Director
Signature
/s/Todd Waltz attorney-infact
Stock symbol
AMTX
Transactions as of
Mar 15, 2021
Transactions value $
-$1,126,480
Form type
4
Date filed
9/17/2021, 05:09 PM
Next filing
May 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Sale -$688K -36K -39.72% $19.12 54.6K Mar 15, 2021 Direct F1, F2, F3
transaction AMTX Common Stock Sale -$58.5K -4.98K -8.35% $11.76 54.6K May 25, 2021 Direct F1, F4
transaction AMTX Common Stock Sale -$178K -15K -21.57% $11.82 54.6K May 26, 2021 Direct F1, F5
transaction AMTX Common Stock Sale -$202K -14.5K -26.56% $13.94 40.1K Sep 16, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.
F2 The Reporting Person acquired 36000 shares of the Company by exercising option grant and cash payment of exercise cost and sold the same shares in the open market on the same day.
F3 As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 54,627 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s.
F4 The Reporting Person acquired 4977 shares of the Company by exercising option grant and cash payment of exercise cost and sold the same shares in the open market on the same day.
F5 The Reporting Person acquired 15023 shares of the Company by exercising option grant and cash payment of exercise cost and sold the same shares in the open market on the same day.