Sanjeev Gupta - 15 Sep 2021 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Executive Vice President, MD
Signature
/s/Todd Waltz attorney-infact
Issuer symbol
AMTX
Transactions as of
15 Sep 2021
Net transactions value
-$2,501,879
Form type
4
Filing time
17 Sep 2021, 16:09:05 UTC
Previous filing
17 Jun 2021
Next filing
23 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Options Exercise $172,000 +100,000 +768% $1.72 113,014 16 Sep 2021 Direct
transaction AMTX Common Stock Tax liability $172,011 -12,122 -11% $14.19 100,892 16 Sep 2021 Direct
transaction AMTX Common Stock Sale $712,500 -50,000 -79% $14.25 13,014 15 Sep 2021 Direct F1
transaction AMTX Common Stock Tax liability $102,611 -7,875 -11% $13.03 63,014 15 Sep 2021 Direct
transaction AMTX Common Stock Options Exercise $102,600 +60,000 +551% $1.71* 70,889 15 Sep 2021 Direct
transaction AMTX Common Stock Options Exercise $14,880 +24,800 +25% $0.6000* 125,692 16 Sep 2021 Direct
transaction AMTX Common Stock Tax liability $14,885 -1,049 -0.83% $14.19 124,643 16 Sep 2021 Direct
transaction AMTX Common Stock Sale $341,356 -23,751 -19% $14.37 100,892 16 Sep 2021 Direct
transaction AMTX Common Stock Sale $1,263,009 -87,878 -87% $14.37 13,014 16 Sep 2021 Direct
transaction AMTX Common Stock Sale $184,986 -12,871 -99% $14.37 143 16 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMTX Option (right to buy) Options Exercise $0 -100,000 -100% $0.000000* 0 16 Sep 2021 Common stock and Series B Preferred 100,000 $1.72 Direct
transaction AMTX Option (right to buy) Options Exercise $0 -60,000 -100% $0.000000* 0 15 Sep 2021 Common stock and Series B Preferred 60,000 $1.71 Direct
transaction AMTX Option (right to buy) Options Exercise $0 -24,800 -100% $0.000000* 0 16 Sep 2021 Common stock and Series B Preferred 24,800 $0.6000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person beneficially owned 10,889 shares of the Company before 9/15/2021 issuance. 2,125 shares were held from the 9/15/2021 issuance. As of the date of this filing, the Reporting Person beneficially owned 13,014 shares of the Company.