Sanjeev Gupta - Sep 15, 2021 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Executive Vice President, MD
Signature
/s/Todd Waltz attorney-infact
Stock symbol
AMTX
Transactions as of
Sep 15, 2021
Transactions value $
-$2,501,879
Form type
4
Date filed
9/17/2021, 04:09 PM
Previous filing
Jun 17, 2021
Next filing
Nov 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Options Exercise $172K +100K +768.4% $1.72 113K Sep 16, 2021 Direct
transaction AMTX Common Stock Tax liability -$172K -12.1K -10.73% $14.19 101K Sep 16, 2021 Direct
transaction AMTX Common Stock Sale -$713K -50K -79.35% $14.25 13K Sep 15, 2021 Direct F1
transaction AMTX Common Stock Tax liability -$103K -7.88K -11.11% $13.03 63K Sep 15, 2021 Direct
transaction AMTX Common Stock Options Exercise $103K +60K +551.01% $1.71* 70.9K Sep 15, 2021 Direct
transaction AMTX Common Stock Options Exercise $14.9K +24.8K +24.58% $0.60* 126K Sep 16, 2021 Direct
transaction AMTX Common Stock Tax liability -$14.9K -1.05K -0.83% $14.19 125K Sep 16, 2021 Direct
transaction AMTX Common Stock Sale -$341K -23.8K -19.06% $14.37 101K Sep 16, 2021 Direct
transaction AMTX Common Stock Sale -$1.26M -87.9K -87.1% $14.37 13K Sep 16, 2021 Direct
transaction AMTX Common Stock Sale -$185K -12.9K -98.9% $14.37 143 Sep 16, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMTX Option (right to buy) Options Exercise $0 -100K -100% $0.00* 0 Sep 16, 2021 Common stock and Series B Preferred 100K $1.72 Direct
transaction AMTX Option (right to buy) Options Exercise $0 -60K -100% $0.00* 0 Sep 15, 2021 Common stock and Series B Preferred 60K $1.71 Direct
transaction AMTX Option (right to buy) Options Exercise $0 -24.8K -100% $0.00* 0 Sep 16, 2021 Common stock and Series B Preferred 24.8K $0.60 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person beneficially owned 10,889 shares of the Company before 9/15/2021 issuance. 2,125 shares were held from the 9/15/2021 issuance. As of the date of this filing, the Reporting Person beneficially owned 13,014 shares of the Company.