Ulrich E. Keller - Sep 10, 2021 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role: Chairman, Director
Signature: /s/ Kevin L. Thompson attorney in fact for Ulrich E. Keller
Stock symbol: FFWM
Transactions as of: Sep 10, 2021
Transactions value $: -$82,450
Form type: 4
Date filed: 9/10/2021, 05:15 PM
Previous filing: Sep 9, 2021
Next filing: Feb 14, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FFWM	Common Stock	Options Exercise	$41.3K	+5K	+24.17%	$8.25	25.7K	Sep 10, 2021	Direct	F1
transaction	FFWM	Common Stock	Sale	-$124K	-5K	-19.47%	$24.74	20.7K	Sep 10, 2021	Direct
holding	FFWM	Common Stock						1.29M	Sep 10, 2021	Family Trust
holding	FFWM	Common Stock						693K	Sep 10, 2021	Limited Partnership
holding	FFWM	Common Stock						245K	Sep 10, 2021	Spouse

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FFWM	Option (right to buy)	Options Exercise	$0	-5K	-100%	$0.00^*	0	Sep 10, 2021	Common Stock	5K	$8.25	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Option exercise price.